xvw/preface

---

xvw/preface.json

{
  "createdAt": "2019-08-22T15:45:47Z",
  "defaultBranch": "master",
  "description": "Preface is an opinionated library designed to facilitate the handling of recurring functional programming idioms in OCaml.",
  "fullName": "xvw/preface",
  "homepage": "https://ocaml-preface.github.io/preface/index.html",
  "language": "OCaml",
  "name": "preface",
  "pushedAt": "2025-04-03T10:01:40Z",
  "stargazersCount": 152,
  "topics": [
    "category-theory",
    "functional-programming",
    "ocaml",
    "stdlib"
  ],
  "updatedAt": "2025-08-16T18:49:08Z",
  "url": "https://github.com/xvw/preface"
}

Preface

Preface is an opinionated library designed to facilitate the handling of recurring functional programming idioms in OCaml. Many of the design decisions were made in an attempt to calibrate, as best as possible, to the OCaml language. Trying to get the most out of the module language. The name “preface” is a nod to “Prelude”.

When learning functional programming, one is often confronted with constructs derived (or not) from category theory. Languages such as Haskell offer very complete libraries to use them, and thus, facilitate their learning. In OCaml, it often happens that these abstractions are buried in the heart of certain libraries/projects (Lwt, Cmdliner, Bonsai, Dune etc.). This is why one of the objectives of Preface is to propose tools for concretising these abstractions, at least as a pedagogical tool.

Is Preface useful

Since OCaml allows for efficient imperative programming, Preface is probably not really useful for building software. However, we (the maintainers) think that Preface can be useful for a few things:

• technical experimentation with abstractions (especially those from the Haskell world) that allow programming in a fun style.
• As an educational tool. Many teaching aids generally only offer the minimal interfaces to these abstractions. Preface tries to be as complete as possible.
• It was a lot of fun to make. The last point is obviously the lightest but building Preface was really fun! So even if some people won’t see the point… we had fun making it!

Installation

The package is available on OPAM, opam install preface should be enough. (And by describing, of course, OPAM in your project OPAM file and linking it to your project in the standard way proposed by your build-system.)

OPAM pin

If you would like to use the latest version of Preface (under development) you can use the pin mechanism.

...
depends: [
  ...
  "preface" {pinned}
]

pin-depends: [
  ["preface.dev" "git+ssh://git@github.com/xvw/preface.git"]
  ...
]
...

Esy resolution

The library can also be installed with [esy]!(esy.sh) using a resolution in your package.json file :

...
    "dependencies": {
      ...
      "@opam/preface":"*"
    },
    "resolutions": {
        "@opam/preface":"xvw/preface#<commit>"
    },
...

The pattern of the resolution is xvw/preface#<commit> where <commit> is mandatory and should point to a specific commit.

Library anatomy

The library is divided into four parts (in the user area) which serve complementary purposes.

Library	Description
preface.specs	Contains all the interfaces of the available abstractions. The specifications resemble the _intf suffixed signatures found in other libraries in the OCaml ecosystem.
preface.make	Contains the set of functors (in the ML sense of the term) for concretising abstractions. Schematically, a module in Preface.Make takes a module (or modules) respecting a signature described in Preface.Specs to produce a complete signature (also described in Preface.Specs).
preface.stdlib	Contains concrete implementations, constructs that implement abstractions described in Preface.Specs by means of the functors present in Preface.Make. This library is, at least, an example of the use of Specs and Make.
preface	Packs all libraries making Preface.Specs and Preface.Make accessible as soon as Preface is available in the current scope. And includes Preface.Stdlib (so everything in Preface.Stdlib is available from Preface).

Available abstractions in Make and Specs

Although Stdlib offers common and, in our view, useful implementations, the heart of Preface lies in its ability to build the concretisation of abstractions for all sorts of data structures. Here is a list of abstractions that can be built relatively easily. As you can see, the diagram is heavily inspired by the Haskell community’s Typeclassopedia.

Obviously, the set of useful abstractions is still far from being present in Preface. We have decided to privilege those for which we had a short and medium term use. But if you find that an abstraction is missing, the development of Preface is open, don’t hesitate to contribute by adding what was missing.

Concretisation in Stdlib

As for the implemented abstractions, we favoured objects that we often manipulated (that we constantly reproduced in our projects) and also those that allowed us to test certain abstractions (Predicate and Contravariant for example). Don’t hesitate to add some that would be useful for the greatest number of people!

Name	Description	Abstractions
Approximation.Over	A generalization of Const (the phantom monoid) for over approximation	Applicative, Selective
Approximation.Under	Same of Over but for under approximation	Applicative, Selective
Continuation	A continuation that can’t be delimited	Functor (and Invariant), Applicative, Monad
Env	The env comonad using Identityas inner monad	Functor (and Invariant), Comonad
Either	Represent a disjunction between left and right	Bifunctor and can be specialised for the left part; Functor (and Invariant), Alt, Applicative, Monad, Traversable through Applicative and Monad, Foldable
Equivalence	A generalization of function 'a -> 'a -> bool	Contravariant (and Invariant), Divisible, Decidable
Fun	Function 'a -> 'b	Profunctor, Strong, Choice, Closed, Semigroupoid, Category, Arrow, Arrow_choice, Arrow_apply
Identity	A trivial type constructor, type 'a t = 'a	Functor (and Invariant), Applicative, Selective, Monad, Comonad
List	The standard list of OCaml	Foldable, Functor (and Invariant), Applicative, Alternative, Selective, Monad, Monad_plus, Traversable through Applicative or Monad, Monoid (where the inner type must be fixed)
Nonempty_list	A list with, at least, one element	Foldable, Functor (and Invariant), Alt, Applicative, Selective, Monad, Comonad, Traversable through Applicative or Monad, Semigroup (where the inner type must be fixed)
Option	Deal with absence of values	Foldable, Functor (and Invariant), Applicative, Alternative, Monad, Monad_plus, Traversable through Applicative of Monad, Monoid (where the inner type must be fixed)
Predicate	A generalization of function 'a -> bool	Contravariant (and Invariant), Divisible, Decidable
Reader	The reader monad using Identity as inner monad	Functor (and Invariant), Applicative, Monad
Result	Deal with Ok or Error values	Bifunctor and can be specialised for the error part; Functor (and Invariant), Alt, Applicative, Monad, Traversable through Applicative and Monad, Foldable
Seq	The standard sequence of OCaml	Foldable, Functor (and Invariant), Applicative, Alternative, Selective, Monad, Monad_plus, Traversable through Applicative or Monad, Monoid (where the inner type must be fixed)
State	The state monad using Identity as inner monad	Functor (and Invariant), Applicative, Monad
Store	The store comonad using Identityas inner monad	Functor (and Invariant), Comonad
Stream	Infinite list	Functor (and Invariant), Applicative, Monad, Comonad
Traced	The traced comonad using Identityas inner monad	Functor (and Invariant), Comonad
Try	A biased version of Result with exception as the error part	Functor (and Invariant), Alt, Applicative, Monad, Traversable through Applicative and Monad, Foldable
Pair	A pair 'a * 'b	Bifunctor
Validate	A biased version of Validation with exception Nonempty_list as invalid part	Functor (and Invariant), Alt, Applicative, Selective, Monad, Traversable through Applicative and Monad, Foldable
Validation	Like Result but the invalid part is a Semigroup for accumulating errors	Bifunctor and can be specialized on the invalid part: Functor (and Invariant), Alt, Applicative, Selective, Monad, Traversable through Applicative and Monad, Foldable
Writer	The writer monad using Identity as inner monad	Functor (and Invariant), Applicative, Monad

Stdlib convention

As it is possible to take several paths to realise an abstraction, we decided to describe each abstraction in a dedicated sub-module. For example Option.Functor or Option.Monad to let the user choose which combinators to use.

Do not shadow the standard library

Although it was tempting to extend the standard OCaml library with this technique:

module Preface : sig
  module List : sig
    include module type of List
    include module type of Preface_stdlib.List
  end
end

We have decided not to do this to ensure consistent documentation (not varying according to the version of OCaml one is using).

Some design choices

Abstractions must respect a minimum interface, however, sometimes there are several paths to describe the abstraction. For example, building a monad on a type requires a return (or pure depending on the convention in practice) and:

• bind (>>=)
• map and join
• or possibly >=>

In addition, on the basis of these minimum combinators, it is possible to derive other combinators. However, it happens that these combinators are not implemented in an optimal way (this is the cost of abstraction). In the OCaml ecosystem, the use of polymorphic variants is sometimes used to give the user the freedom to implement, or not, a function by wrapping the function definition in a value of this type:

val f : [< `Derived | `Custom of ('a -> 'b)]

Instead of relying on this kind of (rather clever!) trick, we decided to rely mainly on the module language.

To make it easy to describe the embodiment of an abstraction, but still allow for the possibility of providing more efficient implementations (that propagate new implementations on aliases, such as infix operators, or functions that use these functions), Preface proposes a rather particular cut.

Each abstraction is broken down into several sub-modules:

Submodule	Role
Core	This module describes all the fundamental operations. For example, for a monad, we would find return, map, bind, join and compose_left_to_right
Operation	The module contains the set of operations that can be described using the Core functions.
Infix	The module contains infix operators built on top of the Core and Operation.
Syntax	The module contains the let operators (such as let* and let+ for example), built with the Core and Operation functions.

Sometimes it happens that some modules are not present (e.g. when there are no infix operators) or sometimes some additional modules are added, but in general the documentation is clear enough.

The functors exposed in Make allow you to build each component one by one (Core, Operation, using Core, and Infix and Syntax using Core and Operation) and then group all these modules together to form the abstraction. Or use the Happy Path, which generally offers a similar approach to functors which builds Core but builds the whole abstraction.

Here is an example of the canonical flow of concretisation of an abstraction:

Although it is likely that the use of the Happy Path covers a very large part of the use cases and that it is not necessary to concretise every abstraction by hand, it is still possible to do so.

In addition, it is sometimes possible to describe one abstraction by specialising another. In general, these specialisations follow this naming convention: From_name (More_general_module) or To_name (Less_general_module) and sometimes you can build a module on top of another, for example Selective on top of Applicative and the naming follows this convention: Over_name (Req), ie Selective.Over_applicative

Projects using Preface

Project name	Description	Links
YOCaml	YOCaml is a static blog generator that essentially takes advantage of Preface’s Freer, Result, Validation and Arrow.	Github repository
Muhokama	A simple forum built on top of Dream, Caqti, Omd, Preface, Cmdliner and other useful OCaml libraries	Github repository
Jaylang	A semantically typed language that uses Preface for abstractions including Arrow, Writer, Nonempty_list, and more.	Github repository

You use Preface for one of your projects and you want to be in this list? Don’t hesitate to open a PR or fill an issue, we’d love to hear from you.

closing remarks

Preface is a fun project to develop and we have learned a lot from it. We hope you find it useful and/or enjoyable to use. We are open to any improvements and open to external contributions!

We received a lot of help during the development of Preface. Feel free to go to the [CREDITS]!(CREDITS.md) page to learn more.